District of Columbia Insurance

Guide to Insurance Licensing in the District of Columbia

Introduction

The Department of Insurance, Securities and Banking (DISB) of the District of Columbia plays a crucial role in regulating financial services within the city. It oversees insurance, securities, and banking businesses to ensure that residents have access to diverse and fair financial products and services. This guide provides comprehensive information on the process for becoming a licensed insurance producer in DC, including fingerprinting requirements, examination scheduling, and contact information for assistance.

Role of DISB

The DISB is dedicated to:

• Regulating Financial Services: Administering laws and regulations related to insurance, securities, and banking.
• Protecting Consumers: Ensuring that residents receive fair treatment and access to a variety of financial products.
• Maintaining Industry Standards: Enforcing compliance with established rules and regulations to foster a trustworthy financial environment.

For more detailed information about DISB’s functions and regulations, visit the DISB Official Website.

Fingerprinting and Background Check Requirements

To obtain a resident insurance producer license in DC, you must undergo fingerprinting and a background check. Here’s what you need to know:

1. Who Needs Fingerprinting:
   • Resident Insurance Producers: Applicants who pass the licensing exam must submit to fingerprinting.
   • Nonresident to Resident Producers: Those transitioning from a nonresident to a resident producer status are also required to complete this step.
2. Fingerprinting Process:
   • Schedule an Appointment: Contact Sheila Johnson-Parker at Sheila.Parker@dc.gov to arrange your fingerprinting session with Fieldprint.

Why It Matters: Fingerprinting and background checks are essential for ensuring that all insurance producers meet the ethical and legal standards required by DISB.

Examination Scheduling and Requirements

Before scheduling your exam, ensure the accuracy of your personal information to avoid issues with your certification:

1. Account Verification:
   • Legal Name: Your web account should reflect your legal name as it appears on your government-issued ID.
   • Personal Information: Confirm that all personal details are correct. Contact Pearson VUE immediately to make any necessary corrections.
2. Scheduling Your Exam:
   • Online or Phone: Appointments can be scheduled online or by calling customer service.
   • Advance Notice: Schedule your exam up to one calendar day in advance, subject to availability.

Note: Accurate personal information is crucial as it will appear on your examination documentation and licensing reports.

For detailed scheduling instructions and to book your exam, visit Pearson VUE’s Official Scheduling Page.

Additional Resources

1. Exam Handbooks and Applications:
   • Access essential exam handbooks, applications, and forms on the DISB Resources Page.
2. Customer Support:
   • For assistance with scheduling or technical issues, contact Pearson VUE customer service directly.
3. Contact Information:
   • For fingerprinting and background check inquiries, reach out to Sheila Johnson-Parker at Sheila.Parker@dc.gov.

Interactive Elements:

• Fingerprinting Appointment Scheduler: An embedded scheduling tool for setting up fingerprinting appointments.
• Interactive FAQ Section: A dynamic FAQ section addressing common concerns about the licensing process.

Conclusion

Becoming a licensed insurance producer in the District of Columbia involves understanding the regulatory requirements, accurately scheduling your exam, and completing necessary background checks. By following this guide and utilizing the provided resources, you can navigate the licensing process efficiently and contribute to maintaining high standards within the financial services industry.